Careers

Compliance Specialist

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Plaza Home Mortgage, Inc., a national wholesale and correspondent mortgage company headquartered in San Diego, California, has a full-time opportunity for a Compliance Specialist!
 
Founded in 2000, Plaza Home Mortgage, Inc. is a privately owned, full-service national lender, offering Wholesale, Correspondent, Renovation and Reverse residential mortgages. Headquartered in San Diego, California, Plaza maintains a network of Operations Centers and employs mortgage associates nationwide. Plaza is dedicated to building quality, long-term relationships with its mortgage broker and correspondent clients by offering comprehensive programs and exceptional customer experience.
 
PRIMARY PURPOSE OF JOB AND CONTRIBUTION TO ORGANIZATION:
This position assists Plaza Home Mortgage with maintaining and ensuring compliance with federal and state regulations throughout the organization. 
                                                                   
ESSENTIAL TASKS AND RESPONSIBILITIES: 
Must comply with all BSA/AML requirements as well as any mandatory changes. The following job functions are not all-inclusive.  The associate will be required to perform other job-related tasks/responsibilities requested by the manager.  Job duties may change as required by needs of company.  Must complete all required industry and compliance training as required by Plaza Home Mortgage.
  1. Maintain working knowledge of mortgage banking laws and regulations by reading various publications, bulletins, and alerts.
  2. Research new compliance regulations and process updates to policies and procedures manuals, as needed.
  3. Assist in the preparation of information and instruction materials to implement regulatory requirements.
  4. Assist with testing/validation of compliance-related technology.
  5. Provide support for ad hoc compliance and/or licensing-related special projects or duties, as necessary.
  6. Additional tasks as assigned.
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